Series 6 Exam Prep
Gain the knowledge you need to pass with engaging avatars, concise content, and practice exams. Our online course is built to help you succeed on your state exam the first time.
Becoming a Licensed Securities Professional – Series 6
A Series 6 license allows professionals to sell investment products such as mutual funds, variable annuities, unit investment trusts, and certain types of insurance-linked securities. This designation is ideal for those looking to specialize in packaged investment products that help clients build long-term financial security. Holding a Series 6 license enables you to work as an Investment Company and Variable Contracts Product Representative, offering tailored financial solutions within regulatory guidelines.
To earn a Series 6 license, candidates must pass the qualification exam, which assesses their ability to understand and apply investment concepts, regulatory standards, and ethical sales practices. This course provides the knowledge and exam preparation tools needed to confidently navigate the testing process. By mastering these concepts, you’ll be prepared to succeed in the financial services industry and assist clients in achieving their investment goals.
Key Exam Topics:
Registration & distribution
Investment product types
Mutual fund types
Prospectus requirements
Customer investment profiles
Suitable recommendations
Tax considerations
Trade confirmations
Complaint procedures
FINRA resolutions & penalties
Ace Your Insurance & Securities Exam
Prepare for your Insurance or Securities exam with expert-led courses, state-specific training, and real exam simulations. Pass with confidence and launch your career.
Innovative Course Tools Designed for Your Success
Pre-Licensing Lessons
Exam-Style Quizzes
State-Aligned Curriculum
Interactive Course Tools
Video Learning Modules
Auto-Tracked Progress
Practice Test Mode
Flashcard Reviews
Avatar Video Lessons
Simulated Exam