Series 7 Exam Prep
Gain the knowledge you need to pass with engaging avatars, concise content, and practice exams. Our online course is built to help you succeed on your state exam the first time.
Becoming a Licensed Securities Professional – Series 7
A Series 7 license is essential for professionals who want to offer a wide variety of investment products, including corporate and municipal securities, options, mutual funds, direct participation programs, and variable insurance products (when properly licensed). This designation is ideal for those pursuing a comprehensive role in securities sales and investment advising, providing clients with diverse financial solutions.
To obtain a Series 7 license, candidates must pass FINRA’s General Securities Representative Qualification Exam, which assesses their understanding of investment products, risk management, trading regulations, and client interactions. This course is designed to equip you with the knowledge and preparation needed to successfully pass the exam and establish a career as a general securities representative.
Key Exam Topics:
SEC & FINRA rules
Investment objectives
Suitable recommendations
Tax considerations
Equity & debt securities
Options & ETFs
Municipal securities
Customer & margin accounts
Prohibited activities
Arbitration & penalties
Ace Your Insurance & Securities Exam
Prepare for your Insurance or Securities exam with expert-led courses, state-specific training, and real exam simulations. Pass with confidence and launch your career.
Innovative Course Tools Designed for Your Success
Pre-Licensing Lessons
Exam-Style Quizzes
State-Aligned Curriculum
Interactive Course Tools
Video Learning Modules
Auto-Tracked Progress
Practice Test Mode
Flashcard Reviews
Avatar Video Lessons
Simulated Exam